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US Regulation for Asset Managers outside the United States [Paperback] | Add to Basket
Consultant Editor : Jack Murphy
Consultant Editor : Karen Anderberg
Consultant Editor : David Vaughan
Publisher: Sweet & Maxwell
Publication Date: 22/09/2017
ISBN: 9780414031968
Jurisdiction: United Kingdom, International

This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.
Subject Groups
Banking & Financial Services
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